Free BIC Training - What to Expect at Your LLR Audit
Date: February 25, 2025Time: 3:30 pm - 4:30 pm
Location:
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GGAR
50 Airpark Court
Greenville, SC 29607
United States
Contact: Laura SpanglerPhone: 8646723210Email: laura.spangler@ggar.com
50 Airpark Court
Greenville, SC 29607
United States
Instructor: Jennifer Nicely
Prepare for your next LLR audit with confidence in "What to Expect at Your LLR Audit". This course is designed to guide Brokers-in-Charge through the audit process, covering key compliance requirements, common pitfalls, and best practices for maintaining accurate records. Gain practical insights to ensure your firm is audit-ready and stays in good standing with regulatory standards.
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